Throughout their life cycle, companies undertake strategic or financial transactions for a variety of reasons, ranging from expansion to addressing a specific corporate or shareholder requirement.
Capital Advisory Services experts provide financial advisory insight, strategy and experience to drive the optimal outcome for our clients on a wide range of transactions. Our consultants and advisors help clients raise capital (in both public and private markets), execute on merger and acquisition transactions (buy and sell side) and advise on transaction-specific matters such as debt and real estate.
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PLC and Equity Capital Markets Advisory
Our capital markets professionals advise UK and international companies raising equity and debt capital in global capital markets, providing a range of services to address each client’s specific situation and needs.
Special Situations M&A
Our experienced team in the UK and US provides tailored M&A solutions across stressed, distressed and insolvent/bankruptcy situations. We pride ourselves on both maximizing value and delivering deal certainty in challenging conditions.
Mergers & Acquisitions
Our team of highly experienced M&A professionals works collaboratively to provide our clients with sound advice on their strategic alternatives and innovative solutions to address their challenges or opportunities, along with execution support. Services include: originating, financing and structuring transactions, as well as advising on strategy and managing the transaction process.
Valuation Advisory Services
Our valuation services team advises clients on their most challenging valuation issues from critical investment, regulatory and strategic perspectives. We provide a full range of valuations services for M&A transactions and restructurings through to portfolio valuations.
Our debt advisory team solves funding challenges, identifying solutions that maximize flexibility and minimize cost. We provide a full-service debt advisory offering for mid-market corporates. We help clients solve their most complex funding challenges, based on an extensive knowledge of the corporate funding landscape.
Details of the entity providing services, legal and regulatory information in respect of the Teneo entity are also included in our engagement letters.
Teneo Financial Advisory (DIFC) Limited is authorised and regulated by the Dubai Financial Services Authority for the provision of Advising on Financial Products or Credit and Arranging Credit or Deals in Investment services
Specific information relating to our regulated entities which provide services to clients is detailed below:
|Registered Name||Legal Form||Registration Location and Reference||Registered Office||Data Protection||Regulator(s)||Professional Indemnity Insurance|
|Teneo Financial Advisory Limited||Limited Company||England & Wales, 13192958||5th Floor, 6 More London Place, London, SE1 2DA||UK - ZA920639||The Institute of Chartered Accountants in England and Wales (“ICAEW”) C008873136. All insolvency practitioners are licenced by the ICAEW. ICAEW Designated Professional Body licence for a range of investment business activities.||Details of the professional indemnity insurer can be provided on request.|
|Teneo Securities LLC||Limited Liability Company||USA - Delaware||280 Park Avenue, 4th Floor, New York, NY 10017||N/A||Financial Industry Regulatory Authority (FINRA) #151256. Securities and Exchange Commission (SEC).||Details of the professional indemnity insurer can be provided on request.|
Teneo Securities LLC’s Business Continuity Planning
Teneo Securities LLC has developed a Business Continuity Plan (“BCP”) on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our BCP.
The Firm has developed and installed a BCP in the case of any business disruption that causes the Firm to have limited or no communications with its employees or customers. Our plan anticipates two types of business disruptions, internal disruptions which affect only our Firm’s ability to do business (such as a fire in our building) and external disruptions that prevent the operation of securities markets or other firms (such as natural disasters or acts of war).
The Firm intends to stay in business during both internal and external disruptions due to the fact that the Firm employees can conduct Firm related business from alternate off-site physical locations and the Firm maintains an alternate location for the maintenance of its books and records. We anticipate that the Firm will recover from internal business disruptions within 24-48 hours. An outage due to an external business disruption may be longer and is beyond the control of the Firm. However, the Firm will endeavor to resume business as soon as it is possible for the Firm to establish business operations from alternate off-site physical locations.
The Firm’s BCP specifically addresses the following areas related to Firm operations:
- Data back-up and recovery (hard copy and electronic);
- All mission critical systems;
- Procedures to test and determine the Firm’s ability to do business (i.e., financial and operational assessments);
- Alternate communications between customers and the Firm;
- Alternate communications between the Firm and its employees;
- Alternate physical location of employees;
- Critical business constituent, bank, and counter-party impact;
- Regulatory reporting; and
- Communications with regulators.
If you have questions about our business continuity planning, you can contact us (212) 886-1600.