PLC and Equity Capital Markets Advisory
A trusted advisory team with a depth of experience across sectors and transactions.
Our public company M&A and capital markets professionals advise UK and international companies on UK Takeover Code transactions and raising equity in global capital markets, providing a range of services to deal with each client’s specific situation and needs.
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What We Do
- Public to private transactions, public offers, international buyers and sale processes.
- Buy-side or sell-side lead advisory.
- Deep experience with UK Takeover Panel.
- Bid defence and bid optimisation.
- Corporate restructurings and demergers.
Equity Capital Markets Advisory
- Independent advice to the company and stakeholders.
- Separate from the investment banks and corporate brokers.
- IPOs, shareholder sell-downs, capital restructuring/stressed capital raises.
- Strategy, timing, advisor selection and management, marketing coordination, execution.
Acquisition of Purplebricks Group plc
Teneo acted as financial adviser to Strike, the online estate agent, on its acquisition of the business and assets of Purplebricks Group plc.
Acquisition of Bacanora Lithium plc
Teneo acted as financial adviser to Ganfeng, one of the world’s largest lithium producers, on its £300m acquisition of Bacanora Lithium plc.
Acquisition of Proactis Holdings plc
Teneo acted as financial adviser to DBAY Advisors on its joint £75m public offer for Proactis Holdings plc.
Sale of The Black Sheep Brewery plc
Teneo acted as financial adviser to The Black Sheep Brewery plc on a strategic review and accelerated sale.
Sale of Studio Retail Group plc
Teneo acted as adviser to the lending syndicate and as administrator on the accelerated sale of Studio Retail Group plc.
IPO of Seraphim Space Investment Trust plc
Teneo acted as independent adviser to British Business Bank on the £180m IPO of Seraphim Space Investment Trust plc.
IPO of musicMagpie plc
Teneo acted as independent financial adviser to musicMagpie plc on its £110m IPO.
Refinancing of McBride plc
Teneo acted as financial adviser to McBride plc on its £200m refinancing.
Details of the entity providing services, legal and regulatory information in respect of the Teneo entity are also included in our engagement letters.
Teneo Financial Advisory (DIFC) Limited is authorised and regulated by the Dubai Financial Services Authority for the provision of Advising on Financial Products or Credit and Arranging Credit or Deals in Investment services
Specific information relating to our regulated entities which provide services to clients is detailed below:
|Registered Name||Legal Form||Registration Location and Reference||Registered Office||Data Protection||Regulator(s)||Professional Indemnity Insurance|
|Teneo Financial Advisory Limited||Limited Company||England & Wales, 13192958||5th Floor, 6 More London Place, London, SE1 2DA||UK - ZA920639||The Institute of Chartered Accountants in England and Wales (“ICAEW”) C008873136. All insolvency practitioners are licenced by the ICAEW. ICAEW Designated Professional Body licence for a range of investment business activities.||Details of the professional indemnity insurer can be provided on request.|
|Teneo Securities LLC||Limited Liability Company||USA - Delaware||280 Park Avenue, 4th Floor, New York, NY 10017||N/A||Financial Industry Regulatory Authority (FINRA) #151256. Securities and Exchange Commission (SEC).||Details of the professional indemnity insurer can be provided on request.|
Teneo Securities LLC’s Business Continuity Planning
Teneo Securities LLC has developed a Business Continuity Plan (“BCP”) on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our BCP.
The Firm has developed and installed a BCP in the case of any business disruption that causes the Firm to have limited or no communications with its employees or customers. Our plan anticipates two types of business disruptions, internal disruptions which affect only our Firm’s ability to do business (such as a fire in our building) and external disruptions that prevent the operation of securities markets or other firms (such as natural disasters or acts of war).
The Firm intends to stay in business during both internal and external disruptions due to the fact that the Firm employees can conduct Firm related business from alternate off-site physical locations and the Firm maintains an alternate location for the maintenance of its books and records. We anticipate that the Firm will recover from internal business disruptions within 24-48 hours. An outage due to an external business disruption may be longer and is beyond the control of the Firm. However, the Firm will endeavor to resume business as soon as it is possible for the Firm to establish business operations from alternate off-site physical locations.
The Firm’s BCP specifically addresses the following areas related to Firm operations:
- Data back-up and recovery (hard copy and electronic);
- All mission critical systems;
- Procedures to test and determine the Firm’s ability to do business (i.e., financial and operational assessments);
- Alternate communications between customers and the Firm;
- Alternate communications between the Firm and its employees;
- Alternate physical location of employees;
- Critical business constituent, bank, and counter-party impact;
- Regulatory reporting; and
- Communications with regulators.
If you have questions about our business continuity planning, you can contact us (212) 886-1600.