We lead clients through periods of uncertainty when they are experiencing financial, operational and/or regulatory stress.
In challenging business restructuring situations, people need clarity and transparency. Our corporate restructuring team works with clients to deliver corporate restructuring strategies and solutions that protect the business' value and establish a path to recovery or a structured route to exit.
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Business Plan Assessment & Analysis
Establishing a robust business plan as a platform for stakeholder discussions is critical. We work with companies and their stakeholders to test and challenge the strategy and financial projections of a business to provide an independent view on a business plan.
Lead Financial Advisory
We provide our clients with leadership and guidance through any restructuring process – assessing issues, shaping available options, leading negotiation and driving implementation of a solution. Our team works hand-in-hand with clients to deliver the optimal outcome providing them with dedicated senior-advisers throughout.
CRO and Interim Management
Restructurings can be complex and time-pressured and require careful stakeholder management. We help reduce pressure on management by providing a CRO and/or an advisory team who will work closely with management to drive multiple restructuring and turnaround workstreams.
We robustly support our client’s interests while recognizing the employer‑trustee relationship is ongoing and long term, benefiting from a pragmatic, consensual approach.
Whether assisting with a specific transaction or providing a review of existing tax functions, our tax team works with clients to identify opportunities to effectively mitigate and manage tax liabilities.
Financial Services Solvent Wind Down
Whether preparing a solvent wind-down plan for regulatory reasons or winding down a business, having experienced professionals assist in planning, preparation and execution is beneficial. Our professionals have advised many financial services firms on wind-down projects and subsequently acted as liquidators of the residual entities.
Details of the entity providing services, legal and regulatory information in respect of the Teneo entity are also included in our engagement letters.
Teneo Financial Advisory (DIFC) Limited is authorised and regulated by the Dubai Financial Services Authority for the provision of Advising on Financial Products or Credit and Arranging Credit or Deals in Investment services
Specific information relating to our regulated entities which provide services to clients is detailed below:
|Registered Name||Legal Form||Registration Location and Reference||Registered Office||Data Protection||Regulator(s)||Professional Indemnity Insurance|
|Teneo Financial Advisory Limited||Limited Company||England & Wales, 13192958||5th Floor, 6 More London Place, London, SE1 2DA||UK - ZA920639||The Institute of Chartered Accountants in England and Wales (“ICAEW”) C008873136. All insolvency practitioners are licenced by the ICAEW. ICAEW Designated Professional Body licence for a range of investment business activities.||Details of the professional indemnity insurer can be provided on request.|
|Teneo Securities LLC||Limited Liability Company||USA - Delaware||280 Park Avenue, 4th Floor, New York, NY 10017||N/A||Financial Industry Regulatory Authority (FINRA) #151256. Securities and Exchange Commission (SEC).||Details of the professional indemnity insurer can be provided on request.|
Teneo Securities LLC’s Business Continuity Planning
Teneo Securities LLC has developed a Business Continuity Plan (“BCP”) on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our BCP.
The Firm has developed and installed a BCP in the case of any business disruption that causes the Firm to have limited or no communications with its employees or customers. Our plan anticipates two types of business disruptions, internal disruptions which affect only our Firm’s ability to do business (such as a fire in our building) and external disruptions that prevent the operation of securities markets or other firms (such as natural disasters or acts of war).
The Firm intends to stay in business during both internal and external disruptions due to the fact that the Firm employees can conduct Firm related business from alternate off-site physical locations and the Firm maintains an alternate location for the maintenance of its books and records. We anticipate that the Firm will recover from internal business disruptions within 24-48 hours. An outage due to an external business disruption may be longer and is beyond the control of the Firm. However, the Firm will endeavor to resume business as soon as it is possible for the Firm to establish business operations from alternate off-site physical locations.
The Firm’s BCP specifically addresses the following areas related to Firm operations:
- Data back-up and recovery (hard copy and electronic);
- All mission critical systems;
- Procedures to test and determine the Firm’s ability to do business (i.e., financial and operational assessments);
- Alternate communications between customers and the Firm;
- Alternate communications between the Firm and its employees;
- Alternate physical location of employees;
- Critical business constituent, bank, and counter-party impact;
- Regulatory reporting; and
- Communications with regulators.
If you have questions about our business continuity planning, you can contact us (212) 886-1600.